Original Articles |
From the University of Texas Southwestern Medical Center (M.H.D.), Dallas ; Duke Clinical Research Institute, Duke University Medical Center (A.S.H., R.M.C.), Durham, NC ; The Ohio State University Medical Center (C.V.L.), Columbus ; Washington Hospital Center (M.R.S.), Washington, DC; Brigham and Womens Hospital (A.N.), Boston, Mass; Washington Hospital Center and Georgetown University Hospital (L.W.M.), Washington, DC; Johns Hopkins Hospital (S.D.R.), Baltimore, Md; and Cleveland Clinic Foundation (J.B.Y.), Ohio.
Correspondence to Mark H. Drazner, MD, MSc, University of Texas Southwestern Medical Center, 5323 Harry Hines Blvd, Dallas, TX 75390-9047. E-mail mark.drazner{at}utsouthwestern.edu
Received December 6, 2007; accepted July 23, 2008.
| Abstract |
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Methods and Results— We compared H&P estimates of filling pressures and cardiac index with invasive measurements in 194 patients in the Evaluation Study of Congestive Heart Failure and Pulmonary Artery Catheterization Effectiveness (ESCAPE) trial. H&P estimates were compared with 6-month outcomes in 388 patients enrolled in ESCAPE. Measured right atrial pressure was <8 mm Hg in 82% of patients with right atrial pressure estimated from jugular veins as <8 mm Hg, and was >12 mm Hg in 70% of patients when estimated as >12 mm Hg. From the H&P, only estimated right atrial pressure
12 mm Hg (odds ratio, 4.6; P<0.001) and orthopnea
2 pillows (odds ratio, 3.6; P<0.05) were associated with pulmonary capillary wedge pressure
30 mm Hg. Estimated cardiac index did not reliably reflect the measured cardiac index (P=0.09), but "cold" versus "warm" profile was associated with lower median measured cardiac index (1.75 versus 2.0 L/(min·m2); P=0.004). In Cox regression analysis, discharge "cold" or "wet" profile conveyed a 50% increased risk of death or rehospitalization.
Conclusions— In advanced heart failure, the presence of orthopnea and increased jugular venous pressure is useful to detect increased pulmonary capillary wedge pressure, and a global assessment of inadequate perfusion ("cold" profile) is useful to detect reduced cardiac index. Hemodynamic profiles estimated from the discharge H&P identify patients at increased risk of early events.
Key Words: diagnosis heart failure hemodynamics history and physical examination
| Introduction |
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The role of the H&P examination has been highlighted in the management of patients with heart failure (HF).4–8 Controversy surrounds the accuracy with which the jugular venous pressure (JVP) can be assessed in patients with HF. Some data suggest that examination of the JVP leads to an inaccurate estimation of the right atrial pressure (RAP),9–11 whereas other reports indicate the accuracy and utility of assessing the JVP to guide HF management.12,13
Clinical Perspective 177
The Evaluation Study of Congestive Heart Failure and Pulmonary Artery Catheterization Effectiveness (ESCAPE) was a National Heart, Lung, and Blood Institute–sponsored multicenter trial designed to test whether therapy guided by invasive hemodynamic monitoring by a pulmonary artery catheter (PAC) and clinical assessment improves clinical outcomes over therapy guided by expert clinical assessment alone.14,15 A prespecified secondary objective of ESCAPE was to assess the utility of skilled clinician assessment of hemodynamic status from the H&P examination in advanced HF.
| Methods |
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30%, 3 months of symptoms despite ACE inhibitor therapy, a systolic blood pressure <125 mm Hg, and at least 1 sign and 1 symptom of congestion. Of the 433 patients randomly assigned, 215 were assigned to the PAC arm. The primary results of the trial have been published,14 demonstrating that PAC did not improve or worsen outcome as assessed by the primary end point (number of days alive outside of the hospital 6 months after randomization). The protocols were approved at each site and written informed consent was obtained from all patients before randomization.
Right Heart Catheterization
Sites were selected for known expertise in invasive monitoring and clinical management of patients with HF. Training was provided in standard methods for collection and interpretation of hemodynamics. Paper printouts were used. We averaged 3 measurements: 1 at PAC insertion and 2 subsequent baseline readings. The mean of the A wave was used preferentially as the pulmonary capillary wedge pressure (PCWP). If the A wave was not recorded, then we used the overall mean of all waves in its place to minimize missing data. The A wave was available in 94% of subjects, recorded at either 3 (n=130), 2 (n=21), or 1 (n=11) of the PAC measurements. Cardiac output was measured by thermodilution in triplicate.
Clinical Assessment for Estimation of Hemodynamics
Physicians performed an H&P examination and recorded their findings on a standardized case report form at randomization. Signs and symptoms were categorized as follows: rales (none, <1/3, 1/3 to 2/3); hepatomegaly (absent, 2 to 4 finger breadths, >4 finger breadths); ascites (none, trace, moderate, massive); peripheral edema (0, 1+, 2+, 3+, 4+); orthopnea (needs only 1 pillow, occasional orthopnea with 1 pillow, needs 2 pillows most of time, needs 3 pillows most of time, needs 4 pillows most of time); gastrointestinal distress (none, occasional, constant); fatigue (at rest, any activity, routine daily activity); and dyspnea (at rest, walking in room, walking <1 block). Supine blood pressure was measured. Hepatojugular reflux and S3 were recorded as present or absent. Elevated filling pressures were assessed by symptoms (dyspnea, abdominal discomfort, nausea, or vomiting attributable to hepatosplanchnic congestion) or signs (RAP
8 cm above right atrium, rales, peripheral edema, ascites, or hepatomegaly). Clinicians assessed adequacy of peripheral perfusion with emphasis on warmth of extremities and proportional pulse pressure
25%. Estimated hemodynamics were categorized: RAP <8, 8 to 12, 13 to 16, >16 mm Hg; PCWP <12, 12 to 22, 23 to 30, >30 mm Hg; and cardiac index: <1.8, 1.8 to 2.2, 2.3 to 2.5, >2.5 L/(min·m2). These categorizations were at the investigators discretion based on the totality of data from the H&P. Investigators also classified subjects into 1 of 4 previously described profiles7 based on adequacy of cardiac output ("warm" or "cold") and increase in left-sided filling pressures ("wet" or "dry"). Specific criteria for when to classify the patient as "wet" or "cold" (ie, at what estimated PCWP or cardiac output) were left to the investigators discretion.
B-Type Natriuretic Peptide Assay
B-type natriuretic peptide (BNP) was measured in Dr John Burnetts laboratory at the Mayo Clinic using the Shinogi assay as previously described.16 Blood samples were obtained shortly after randomization, before or immediately after PAC placement, and were available in 351 patients (167 PAC arm; 184 clinical arm).
Statistics
Measured cardiac index was compared between estimated cardiac index groups and between clinical profile groups, and measured PCWP was compared between estimated PCWP groups, using Wilcoxon rank sum tests because of the skewed distribution of the response variables. Standard calculations were used for measures of diagnostic utility. Receiver operating characteristic curves were plotted, and area under curve (AUC) was determined. Multivariable logistic regression models were developed for the outcome of increased PCWP (>22 mm Hg). Multivariable Cox proportional hazards models for the primary outcome of ESCAPE (number of days alive outside the hospital at 6 months) were adjusted for 6-minute walk distance, systolic blood pressure, blood urea nitrogen, and PAC. SAS version 8.2 (SAS Institute Inc, Cary, NC) was used for analyses.
| Results |
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6 hours) time from randomization to PAC placement, there was no difference in baseline measured RAP [12 (8, 17) versus 13 (8, 20), P=0.3], or in baseline measured PCWP [24 (19, 30) versus 24 (19, 32), P=0.6].
Association of H&P Examination and BNP With Ventricular Filling Pressures
Estimates of RAP were related to invasively measured RAP in millimeters mercury (Figure 1). Of 11 subjects with estimated low RAP (<8 mm Hg), 9 (82%) had a measured RAP <8 mm Hg; 149 of 181 (82%) with estimated RAP
8 mm Hg had a measured RAP
8 mm Hg, and 80 of 114 (70%) with estimated RAP >12 mm Hg had a measured RAP >12 mm Hg. The positive and negative likelihood ratios of an estimated RAP <8 mm Hg for measured RAP <8 mm Hg were 16.6 and 1.3. The positive and negative likelihood ratios of an estimated RAP >12 mm Hg for measured RAP >12 mm Hg were 2.2 and 3.3. H&P examination also had utility for estimation of PCWP. When comparing those with an estimated PCWP >22 mm Hg to those with PCWP
22 mm Hg, the median (25th, 75th percentile) measured PCWP was 26 (21, 32) versus 20 (16, 25), respectively, P<0.001. In receiver operator characteristic curves (Figure 2), performance of H&P examination estimates was good for RAP >12 mm Hg (AUC=0.74) and fair for PCWP >22 mm Hg (AUC=0.63). Nevertheless, the H&P examination compared favorably with BNP for detecting increased PCWP (AUC=0.55).
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12 mm Hg had nearly equal sensitivity and specificity and yielded likelihood ratios (positive and negative) of 1.8. The majority of other H&P examination components, including symptoms (orthopnea, gastrointestinal distress, fatigue, and dyspnea) and signs (rales, ascites, edema, and hepatomegaly) were insensitive markers of PCWP >22 mm Hg, limiting their use in this setting. Once JVP
12 mm Hg was entered in a multivariable model with PCWP >22 mm Hg as the dependent variable, no other component of the H&P examination remained associated with PCWP >22 mm Hg (JVP odds ratio, 3.3; 95% CI, 1.8, 6.1). In a sensitivity analysis, we determined if other H&P findings were associated with higher threshold values of PCWP. In addition to JVP
12 mm Hg, only orthopnea was associated with increased PCWP when defined as
28 mm Hg (P=0.02),
30 mm Hg (P=0.01), or
32 mm Hg (P=0.05). Both orthopnea (odds ratio, 3.6; 95% CI, 1.02, 12.8; P<0.05) and JVP
12 mm Hg (odds ratio, 4.6; 95% CI, 2.02, 10.2; P<0.001) remained associated with PCWP>30 mm Hg independently of each other in multivariable models.
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2.3 L/(min·m2), the invasively measured cardiac index was 1.9 (1.6, 2.2) versus 2.0 (1.7, 2.4) L/(min·m2) (P=0.09). When the threshold value was an H&P examination estimated cardiac index <1.8 or
1.8 L/(min·m2), the median measured values were 1.9 (1.5, 2.3) versus 1.9 (1.6, 2.3) L/(min·m2) (P=0.4).
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Prognostic Information From the Baseline and Discharge H&P Examination
RAP and PCWP estimated from the baseline H&P examination (Table 6) were each independently associated with the primary outcome (days alive outside the hospital 6 months post randomization) after adjustment for randomization and those other variables found to contain prognostic value in ESCAPE (6-minute walk distance, systolic blood pressure, and blood urea nitrogen). These associations persisted despite addition of BNP to the models. When both estimated PCWP and RAP were entered into the model, PCWP remained significantly associated with the primary outcome but RAP did not. In contrast to estimates of ventricular filling pressures, the baseline H&P examination estimated cardiac index was not associated with the primary outcome (P=0.5). The H&P examination estimated discharge hemodynamic profile also was associated with the primary outcome (Table 7). In particular, subjects who were assessed as being volume overloaded ("wet") or poorly perfused ("cold") had higher event rates than those subjects who were "dry and warm" at discharge. The event rates were more closely related to the discharge profile than the baseline profile. Individuals who were "wet" or "cold" at baseline but were discharged "warm and dry" had the same event rates as those "warm and dry" at baseline.
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| Discussion |
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Estimation of RAP and PCWP by the H&P Examination
Previous data have questioned the ability of the H&P examination to yield accurate estimates of RAP.9–11 In a study of 25 patients, H&P examination estimates were accurate when RAP was normal but systematically underestimated RAP when increased.11 In an earlier study of critically ill patients, H&P examination estimates of RAP overall were inaccurate, though were said to be more frequently correct in those with low cardiac index with or without increased PCWP (>18 mm Hg).9 In contrast, others have reported that assessment of low central venous pressure had a likelihood ratio of 3.4 for a low central venous pressure and an assessment of high central venous pressure had a likelihood ratio of 4.1 for a high central venous pressure.18 Recent evidence suggests that using the external jugular veins allows accurate estimation of the central venous pressure.12 Nevertheless, the inconsistent ability to demonstrate accurate assessments of RAP has led to the suggestion that clinicians should decide only whether the venous pressure is increased or not and forsake attempts to determine actual RAP values.10 In the present study, investigators categorized the JVP and RAP into 3 categories, and these H&P examination guided estimates were associated with measured RAP (Figure 1).
The role of the H&P examination in detecting increased left-sided filling pressures has also been assessed previously. A recent study suggested echocardiography was more accurate than the H&P examination,19 though the H&P examination parameters may have been suboptimal as JVP was not used to estimate the PCWP. A systematic review of 12 studies suggested that increased JVP was a "very helpful" finding for detecting increased filling pressure.6 Our study is consistent with and extends this conclusion by demonstrating that increased JVP and orthopnea
2 pillows were the only H&P examination parameters that provided incremental value in detecting an increased PCWP in patients with advanced HF. These data should translate into increased interest in assessing the JVP and inquiring about orthopnea by the medical community.
Estimation of Cardiac Index by H&P Examination
There are few data regarding the reliability of the H&P examination to detect a low cardiac index.3 A decreased proportional pulse pressure was associated with low cardiac index in a study of 50 patients with advanced HF.8 The toe temperature measured by a thermistor placed on the digital pad of the first toe has been correlated with cardiac output.20 In ESCAPE, both a low proportional pulse pressure and cool extremities had no significant association with measured CI <2.3 L/(min·m2) in univariable analysis (Table 5). In contrast, a global assessment of inadequate perfusion ("cold" profile) was associated with a reduced cardiac index, whether defined as <2.3 or <1.8 L/(min·m2). Even when the cardiac index was estimated to be <2.3 L/(min·m2), a "cold" profile detected by the same assessor was associated with a significantly lower cardiac index. In total, these data suggest that physicians should focus on a global assessment leading to a dichotomous classification ("warm" or "cold") to stratify patients into those with adequate or inadequate perfusion.
H&P Examination and Prognosis
A number of H&P examination findings have been shown to be risk markers for poor prognosis in patients with systolic HF including increased JVP.5 Previously, in a single-center observational study, the admission H&P-based hemodynamic profile of "wet" with either "warm" or "cold" was shown to be an independent risk factor for the composite end point of mortality or urgent transplant at one year.7 However, similar hemodynamic profiles ascertained by right heart catheterization were not associated with outcomes in the Flolan International Randomized Survival Trial.21 We now demonstrate that the H&P-based hemodynamic profile at discharge appears more important than on admission (Table 7) and that subjects assessed as being "wet" or "cold" at discharge were at 50% increased risk of rehospitalization or death independently of other markers of disease severity. In addition to suggesting potential targets for therapy, these data may prove useful in the management of patients with advanced HF in guiding intensity of follow-up in the outpatient setting.
Limitations
ESCAPE investigators had particular interest in hemodynamic assessment and the accuracy of the H&P examination may differ in other practice settings. Further, the ESCAPE patients had known HF in which increased filling pressures were likely; accuracy of increased RAP in other patient populations may be lower. Additionally, the patient population was younger (median age 57 years) and with more advanced systolic HF than many patients in the general community, and this too may limit the generalizability of our findings. Severity of tricuspid regurgitation was not routinely assessed and thus we cannot assess its impact on RAP and thermodilution cardiac index. Likewise, the relationship between RAP and PCWP would be expected to be different in patients with primary right ventricular failure and may be affected in the presence of severe TR or MR. We cannot be certain that investigator estimates of hemodynamics were not influenced by other parameters such as the BNP level or chest x-ray examination. However, if such bias existed, one might expect the H&P examination estimates of the PCWP to be more accurate than the RAP (eg, because the chest radiograph or BNP would reflect left-sided filling pressures better than the RAP), which was not the case. It is not known whether accurate estimation of the hemodynamics improves clinical outcomes. Indeed, detection of a low output state by a "cold" assessment could lead to initiation of intravenous inotropic agents22 which can worsen outcomes. The discharge profile might influence subsequent clinical decisions for rehospitalization, thus magnifying the predictive power of the wet and cold profile. It is less likely that there would be bias leading to the end point of death. A large number of statistical comparisons were conducted, and this may have led to false-positive associations.
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| Acknowledgments |
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Sources of Funding
The ESCAPE study was a multicenter trial supported by the National Heart, Lung, and Blood Institute to Duke University Medical Center via contract N01-HV-98177 and an American Heart Association National Scientist Development Award (to M.R.S.).
Disclosures
None.
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M. Palardy, L. W. Stevenson, G. Tasissa, M. A. Hamilton, R. C. Bourge, T. G. DiSalvo, U. Elkayam, J. A. Hill, S. C. Reimold, and for the ESCAPE Investigators Reduction in Mitral Regurgitation During Therapy Guided by Measured Filling Pressures in the ESCAPE Trial Circ Heart Fail, May 1, 2009; 2(3): 181 - 188. [Abstract] [Full Text] [PDF] |
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