Original Articles |
From the Cardiovascular and Cardiothoracic Divisions of Columbia University Medical Center (K.L., M.D., Y.N., D.M.), New York, NY; Intermountain Medical Center (J.L., A.G.K.), Salt Late City, Utah; Advocate Christ Medical Center (M.S.S., M.A.S.), Oak Lawn, Ill; Duke University Medical Center (C.A.M., J.G.R.), Durham, NC; and Georgetown University-Washington Hospital Center (L.W.M.), Washington, DC.
Correspondence to Katherine Lietz, MD, PhD, Center for Advanced Cardiac Care, Columbia-Presbyterian Medical Center, PH12 Stem Rm 134, 622W 168th St, New York, NY 10032. E-mail KL2384{at}columbia.edu
Received March 11, 2008; accepted November 18, 2008.
| Abstract |
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Methods and Results— From July 1998 through December 2005, a total of 377 patients underwent implantation of HeartMate I LVAD as DT at 68 centers in the United States. Using data from the Thoratec DT Registry, we examined the association between LVAD center volume at the time of surgery and 1-year survival with DT. Of the studied 377 DT recipients, 53% underwent device implantation at centers that performed
4 DT implants at the time of surgery. Center experience with DT seemed to significantly correlate with the 1-year survival (47.8% versus 67.4% in recipients of
4th DT versus >9th DT implant; P=0.009). However, the DT center volume was not an independent predictor of 1-year survival with DT when adjusted for the preoperative DT Risk Score, suggesting that other factors, such as improved candidate selection, may have accounted for the institutional learning curve.
Conclusions— The institutional experience with DT may have a significant impact on outcomes of this therapy. Better selection of candidates, systemic approach to surgical and postoperative care, as well as the long-term medical management most likely all contribute to these improvements.
Key Words: center volume destination therapy left ventricular assist devices
| Introduction |
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Editorial see p 1
Clinical Perspective see p 3
The first study to investigate the use of mechanical circulatory support as an alternative to HT, or destination therapy (DT), was the landmark Randomized Evaluation of Mechanical Assistance in the Treatment of Congestive Heart Failure (REMATCH) trial.2 The trial randomized 129 patients with end-stage heart failure (ESHF) ineligible for HT to either left ventricular assist device (LVAD) implantation or medical therapy. The study demonstrated superior survival and quality of life in patients supported with LVAD when compared with those treated medically (52% versus 23% 1-year survival). After completion of the REMATCH trial, the U.S. Food and Drug Administration (FDA) approved use of LVAD as DT in 2002. Since then, the number of U.S. hospitals accredited to perform DT implantations proliferated rapidly. At the end of 2007, there were 63 active accredited DT hospitals.3
Despite the projected enormous national demand for alternatives to cardiac replacement therapy, however, only 451 patients underwent device implantation during the first 5 years after the REMATCH trial (The Interagency Registry for Mechanically Assisted Circulatory Support and Thoratec Corporation, personal communication, 2008), which represents <17% of all implanted mechanical circulatory support devices.3–5 This large discrepancy between the anticipated demand for DT and the actual number of performed procedures raised several questions regarding the future of this therapy. One of the most important pertains to the safety and outcomes of DT at the many small volume centers, where the majority of these procedures are currently performed.3
The profound impact of procedural volume on surgical outcomes has been demonstrated in many population-based studies.6 In the case of DT implantation, however, the center experience may be of unparalleled importance. Not only is LVAD implantation one of the most complex cardiac surgeries but the care of DT recipient is exceptionally demanding, extending beyond the operative room and lasting throughout the patients lifetime. Although many of the LVAD centers have been taking care of patients supported with devices as bridge to transplant (BTT), DT population may present their own set of medical challenges, as these patients are usually older and have many other significant comorbidities.
We analyzed the impact of the center experience with HeartMate I LVAD implantation as DT on the survival of all 377 patients with ESHF who underwent DT implantation in the United States between years 1998 and 2005. The aim of this study was to better understand the DT volume-outcomes relationship, and its implications on the future practices and accreditation of the small volume DT programs.
| Methods |
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Source of Data
Patient data were obtained from the US FDA-mandated DT Registry, maintained by the HeartMate LVAD manufacturer (Thoratec Corporation, Pleasanton, Calif), which collects information from participating U.S. hospitals at the time of LVAD implantation and death. The Thoratec Corporation has also provided the information on BTT patients with the HeartMate I LVADs between January 1, 1986, and the day of study closure. Causes of death were determined by the attending physician for DT recipients in the post-REMATCH era and were adjudicated by an independent morbidity and mortality committee for patients enrolled in the REMATCH trial.
Eligibility Criteria for DT
Patients met the implantation criteria published by the Centers for Medicare and Medicaid Services,7 which were based on the criteria used for patient entry into the REMATCH trial,2 including (1) NYHA class IV symptoms for at least 60 days despite maximized oral therapy or requirement of inotropic support as outlined by the AHA/ACC guidelines for heart failure treatment8; (2) left ventricular ejection fraction of 25% or less; (3) peak oxygen consumption of <12 mL/kg/min or documented failure to wean intravenous inotropic therapy; and (4) contraindication to HT attributable to age >65 years, insulin-dependent diabetes mellitus with end organ damage, chronic renal failure, or other comorbidities.
LVAD Center Volume
To accurately examine the relationship between LVAD center volume and patient survival, the statistical analyses relied on the variation between the number of LVAD implantations and patient survival within hospitals over time, as opposed to the variations between hospitals. Hence, the LVAD center volume is ranked in this analysis according to the total number of implants performed at the given institution on the day of DT implantation. Only implants of HeartMate I LVAD (pneumatically and electrically vented VE and XVE models) were counted toward the center LVAD experience.
Statistical Analysis
The relationship between LVAD center volume and patient survival was examined using the Kaplan-Meier method and compared using log-rank statistics.9 Patient survival on LVAD support was calculated from the day of LVAD implantation until death on mechanical support and was censored at time of HT, reimplantation with pumps other than HeartMate I LVAD, or day of the last observation on October 1, 2006. Because repeat surgery can have substantial impact on survival with DT, all analyses were limited to 1 year owing to the relatively high probability of device exchange at 2 years (72.9%) versus 1 year (17.9%).4
Cox proportional hazards survival model was used for multivariate analysis.10 Risk factors that correlated by univariate analysis with the end point at probability value <0.15 were entered using stepwise selection and allowed to stay at probability value of <0.05.7 All continuous variables were treated as such in the multivariate analysis.
To illustrate the relationship between patient survival and the DT center experience using the Kaplan-Meier survival curves, patients were divided into 3 groups according to approximately 50%–25%–25% distribution from small to large DT center experience at the time of surgery. Accordingly, patients were divided into 3 groups of the recipients of
4th, 5th to 9th, and >9th DT implant, and referred to as recipients of DT at small, medium, and large DT centers, respectively. Similarly, the studied cohort was divided into 3 groups of the recipients of
50th, 51st to 99th, and >99th BTT implant at the time of DT surgery, and these patients were referred to as recipients of DT at small, medium, and large BTT centers, respectively.
Complete preoperative data and local institutional review board approval to use clinical information for this analysis was available in 222 patients who underwent DT implantation in the post-REMATCH era. In this population, we investigated the relationship between DT center volume and candidate preoperative risk, as defined by the previously published DT Risk Score for 90-day in-hospital mortality after LVAD implantation.4 The DT Risk Score is calculated from the following equation: [(7 if platelet count
148x103/µL)+(5 if serum albumin
3.3 g/dL)+(4 if international normalization ratio >1.1)+(4 if vasodilator therapy)+(3 if mean pulmonary artery pressures
25 mmHg)+(2 if aspartate aminotransferase >45 U/mL)+(2 if hematocrit
34%)+(2 if blood urea nitrogen >51 U/dL)+(2 if no intravenous inotropes)]. High-risk candidates are defined as patients with a cumulative DT Risk Score >16, which correlated in the previously published study with >50% 90-day probability of in-hospital death after LVAD implantation.4 Of note, the DT Risk Score was derived from the same population of patients, and therefore results and outcomes of this subanalysis may be tautological.
Continuous parameters were compared between DT recipients at large centers to those at medium and small centers using the Student t test or nonparametric Wilcoxon rank-sum test, if not normally distributed. Categorical values were compared using
2. We did not control for multiple comparisons; therefore, type I errors are inflated above their nominal level of 0.05.
All data were analyzed using the SAS System software version 9.0 (SAS Institute Inc).
Statement of Responsibility
The authors had full access to the data and take responsibility for its integrity. All authors have read and agree to the manuscript as written.
| Results |
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4 DT implants. Only 11 centers performed >9 DT implants, including 2 centers that performed >20.
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4 versus >4 DT implants on the day of surgery, as shown in Table 4.
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When parameters related to DT center volume and era of implantation were entered into a multivariate analysis model, the DT center volume was found to be a significant predictor of 1-year survival (RR=0.96 per implanted unit; CI, 0.93 to 0.99; P=0.008). However, when the same analysis was limited to 222 DT recipients with complete preoperative data, and adjusted for patient age, gender, etiology of heart failure, cardiac index, and the DT Risk Score, the DT center experience did not enter the final multivariate model (P=0.35). The only predictor of 1-year survival was the DT Risk Score (RR=1.2 per 1 point increase; CI, 1.15 to 1.25; P<0.001).
| Discussion |
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Unfortunately, most clinicians are reluctant to refer patients with ESHF earlier in the disease course. One of the most important reasons is the overall suboptimal long-term outcomes of the currently approved devices. The survival on the pusher-plate HeartMate LVAD does not exceed 31% at 2 years; the probability of LVAD "end-of-life" requiring device exchange is 73% at 2 years4; and the costs involved in each of these surgeries are high.11 Thus, most cardiologists defer DT referrals until all other options have been exhausted. Late referrals, when patients are too sick to tolerate the LVAD surgery, further perpetuate the vicious cycle of serious operative complications, poor outcomes, and the reluctance to extend such treatment to healthier populations.
Restricted application of DT to the sickest patients resulted in a large number of accredited hospitals that performed only a few DT implantations. Our study shows that since the first LVADs were implanted for this indication in the United States, the majority (53%) of 377 DT recipients underwent device placement at centers that performed
4 DT implants. At the time of the study closure in November 2005, more than two-thirds (69%) of the 68 accredited hospitals performed
4 LVAD implantations as DT.
We further show that the later in the centers experience patients underwent DT implantation, the better were the outcomes of this therapy. Patients who received one of the first 4 DT implants at a given institution were able to achieve 47.8% 1-year survival, which is comparable to the REMATCH trial, whereas the survival of those who received DT at centers that performed >9 DT implants improved by nearly 20%, to 67.4% at 1 year. This institutional "learning curve" was most apparent between recipients of the first 4 and >9th DT implant, and correlated with the improved operative 30-day survival and the 1-year survival after LVAD implantation.
Improved outcomes of DT at more experienced centers may have been attributed to better candidate selection. In a subanalysis of 222 patients, we found that patients who underwent DT implantation at centers that performed >9 DT implants tended to have lower preoperative DT Risk Score and achieve higher rates of hospital discharge after LVAD surgery. Moreover, when adjusted for the DT Risk Score, the DT center volume was no more a significant predictor of 1-year survival, suggesting that patient selection was most likely the key determinant of successful DT implantation. Consistent with these findings is the observation that high-risk operative candidates had poor outcomes of device implantation with no benefit of being operated at a larger DT center.
Long-term medical management of patient supported with devices is also of tremendous importance and may account for the improved outcomes of experienced centers. Our study shows that the 1-year survival of low risk DT recipients (DT Risk Score <16) increased from 60% to 76% between
4th and >9th DT implant. These improvements may largely pertain to prevention and treatment of infectious complications, the main cause of death with DT.4 Two previous studies comparing early- to late-enrollment REMATCH trial12 and outcomes of at the 4 largest volume U.S. centers in the post-REMATCH era13 pointed to infection as the single complication, the rates of which significantly decreased as center experience increased.
Because the distinction between DT and BTT is largely artificial and some BTT patients become noncandidates for transplant with parallel outcomes to DT, the overall center experience with BTT should benefit those undergoing elective DT. Our analysis, however, showed no significant correlation between the outcomes of DT and the BTT volume. Moreover, the study demonstrated slightly poorer outcomes of DT recipients at the largest BTT centers (>100 implants), when compared with the midsize BTT centers (51 to 99 implants). This may be attributable to higher candidate operative risk of DT recipients at large BTT centers, as their 30-day mortality was greater (15% versus 9% in large versus midsize BTT centers).
In conclusion, we show that the institutional experience with DT may have a significant impact on outcomes of this therapy. Although we were not able to elucidate which aspects of center experience were the most critical, better selection of candidates, systemic approach to surgical and postoperative care, as well as the long-term medical management, may have all contributed to the improved outcomes. Multidisciplinary approach that developed in the care of patients with ESHF and cardiac transplantation and future advancements of device design will likely lead to further improvements in the outcomes of the long-term mechanical circulatory support.
Limitations
The results of this study should be interpreted with caution as they were based on a retrospective analysis of the voluntary registry. Outcomes of DT in the post-REMATCH era were not independently adjudicated. The described volume-survival relationship did not account for the clustering of patients within centers, because of the relatively small number of patients in each institution, thus the study may be influenced by the possible center-specific risk. The results of this study may not apply to the continuous flow pumps. During the study period, 37 patients underwent axial flow HeartMate II implantation as DT. This number of implantations contributed minimally to the individual centers experience with DT and should not impact results of this analysis. Although the HeartMate I LVAD was the most commonly used system for BTT patients during the studied period, other types of devices may have substantially contributed to center experience with BTT. The DT Risk Score was previously derived from a subset of the same patients being analyzed in this study, thus the risk group definitions and outcomes may be tautological. We did not examine VAD-related morbidity and quality of life.
| Acknowledgments |
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Disclosures
Thoratec provided lecture fees to Dr Slaughter, consulting fees and grant support to Dr Rogers, lecture fees and grant support to Dr Miller, and consulting and lecture fees to Dr Naka. No other potential conflict of interest relevant to this article was reported.
| References |
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2. Rose EA, Gelijns AC, Moskowitz AJ, Heitjan DF, Stevenson LW, Dembitsky W, Long JW, Ascheim DD, Tierney AR, Levitan RG, Watson JT, Meier P, Ronan NS, Shapiro PA, Lazar RM, Miller LW, Gupta L, Frazier OH, Desvigne-Nickens P, Oz MC, Poirier VL; Randomized Evaluation of Mechanical Assistance for the Treatment of Congestive Heart Failure (REMATCH) Study Group. Long-term mechanical left ventricular assistance for end-stage heart failure. N Engl J Med. 2001; 345: 1435–1443.
3. Interagency Registry for Mechanically Assisted Circulatory Support (INTERMACS) Official Website. Available at: http://www.intermacs.org/membership.aspx. Accessed February 28, 2008.
4. Lietz K, Long JW, Kfoury AG, Slaughter MS, Silver MA, Milano CA, Rogers JG, Naka Y, Mancini D, Miller LW. Outcomes of left ventricular assist device implantation as destination therapy in the post-REMATCH era. Implications for patient selection. Circulation. 2007; 116: 497–505.
5. Deng MC, Edwards LB, Hertz MI, Rowe AW, Keck BM, Kormos R, Naftel DC, Kirklin JK, Taylor DO; International Society for Heart and Lung Transplantation. Mechanical circulatory support device database of the International Society for Heart and Lung Transplantation: third annual report—2005. J Heart Lung Transplant. 2005; 24: 1182–1187.[CrossRef][Medline]
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7. Centers for Medicare and Medicaid Services (CMS). The National Coverage Determination for Artificial Hearts and Related Devices. Online Manual System, Section 20.9. Available at: http://www.cms.hhs.gov/manuals/downloads/ncd103c1_Part1.pdf. Assessed March 1, 2008.
8. Hunt SA, Baker DW, Chin MH, Cinquegrani MP, Feldman AM, Francis GS, Ganiats TG, Goldstein S, Gregoratos G, Jessup ML, Noble RJ, Packer M, Silver MA, Stevenson LW, Gibbons RJ, Antman EM, Alpert JS, Faxon DP, Fuster V, Gregorators G, Jacobs AK, Hiratzka LF, Russell RO, Smith SC; American College of Cardiology; American Heart Association. ACC/AHA guidelines for the evaluation and management of chronic heart failure in the adult: executive summary. J Heart Lung Transplant. 2002; 21: 189–203.[CrossRef][Medline]
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11. Miller LW, Nelson KE, Bostic RR, Tong K, Slaughter MS, Long JW. Hospital costs for left ventricular assist devices for destination therapy: lower costs for implantation in the post-REMATCH era. J Heart Lung Transplant. 2006; 25: 778–784.[CrossRef][Medline]
12. Park SJ, Tector A, Piccioni W, Raines E, Gelijns A, Moskowitz A, Rose E, Holman W, Furukawa S, Frazier OW, Dembitsky W. Left ventricular assist devices as destination therapy: a new look at survival. J Thorac Cardiovasc Surg. 2005; 129: 9–17.
13. Long JW, Kfoury AG, Slaughter MS, Silver M, Milano C, Rogers J, Delgado R, Frazier OH. Long-term destination therapy with the HeartMate XVE left ventricular assist device: improved outcomes since the REMATCH study. Congest Heart Fail. 2005; 11: 133–138.[Medline]
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CLINICAL PERSPECTIVE
Between 1998 and 2005, 377 patients underwent implantation of left ventricular assist device as a permanent alternative to heart transplantation or destination therapy (DT) in the United States. The discrepancy between the projected national demand for alternative cardiac replacement therapies, estimated at hundreds of thousands of patients every year, and the actual modest application of this therapy was largely attributable to the continued use of DT as the "end-of-life" treatment. The restricted application of DT to the sickest patients resulted in a large number of accredited hospitals (47 of 68 centers) to perform
4 DT implantations. Outcomes of device therapy seemed to substantially improve as centers gained experience. Patients who received >9th DT implant at a given institution had on average 20% better 1-year survival when compared with those who received the first 4 implants (67% versus 47% 1-year survival). Although we were not able to elucidate which aspects of center experience played the most critical role for the institutional learning curve, it is most likely that better selection of candidates, systemic approach to surgical and postoperative care, and the long-term medical management, have all contributed to these improvements. Multidisciplinary approach to care of patients with end-stage heart failure and future advancements of device design will likely lead to further improvements in the outcomes of the long-term mechanical circulatory support.
Circ Heart Fail 2009 2: 1-2.
Circ Heart Fail 2009 2: 3-10.
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D. D. Ascheim, A. C. Gelijns, and E. A. Rose Innovation With Experience Using Implantable Left Ventricular Assist Devices Circ Heart Fail, January 1, 2009; 2(1): 1 - 2. [Full Text] [PDF] |
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