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Original Articles |
From the Division of Cardiac Surgery (E.S.W., J.G.A., N.D.P., W.A.B., A.S.S., J.V.C.), Department of Surgery, and the Division of Cardiology (S.D.R.), Department of Medicine, Johns Hopkins University Medical Institutions, Baltimore, Md.
Correspondence to John V. Conte, MD, Division of Cardiac Surgery, Department of Surgery, Blalock 618, The Johns Hopkins Hospital, 600 N Wolfe St, Baltimore, MD 21287. E-mail jconte{at}jhmi.edu
Received December 15, 2008; accepted June 19, 2009.
| Abstract |
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Methods and Results— We used data from the multi-institutional prospectively collected United Network for Organ Sharing open transplantation cohort to review 18 240 adult patients who received orthotopic heart transplantation from 1999 to 2007. Four donor recipient strata were identified (male donor/male recipient, N=10 750; female donor/female recipient, N=2201; male donor/female recipient, N=2121; and female donor/male recipient, N=3168). The primary end point of all cause posttransplant mortality was compared among groups using a Cox proportional hazard regression model with additional propensity adjustment. Female recipients, irrespective of donor sex, had 3.6% lower overall survival at 5 years posttransplant (P=0.003). Men who received organs from male donors had the highest cumulative survival at 5 years (74.5%). Men receiving female hearts had a 15% increase in the risk of adjusted cumulative mortality (hazard ratio, 1.15; 95% CI, 1.02 to 1.30; P=0.02). No significant increase in the relative hazard for death occurred for women receiving opposite sex donor organs (1.24; 0.92 to 1.35; P=0.31).
Conclusions— The United Network for Organ Sharing data set has provided a large sample examining donor recipient sex pairing in orthotopic heart transplantation. Men receiving organs for same sex donors have significantly improved short- and long-term survival. No survival advantage was seen for women with same sex donors.
Key Words: transplantation sex UNOS outcomes heart failure
| Introduction |
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Editorial see p 389
Clinical Perspective on p 401
For many years, investigators have remained unsure to what extent donor and recipient sex influence outcomes in OHT. Several early studies identified female donor sex to be an independent predictor of mortality.1–4 Complicating the issue, however, is the fact that unlike other solid organs, >75% of OHT recipients have traditionally been male.5 Thus, it may well be the interplay between donor and recipient sex (rather than the sex of the donor or recipient individually) that most influences outcomes.
Along these lines, a few single-institution series have focused on whether male recipients have increased mortality when receiving hearts from female donors. The general consensus from these reports is that men who receive female hearts have decreased short- and long-term posttransplant survivals.6–8 An association between donor sex mismatch and mortality for female recipients has been neither convincingly demonstrated nor extensively studied.
There are several potential mechanisms by which donor/recipient sex mismatch might affect outcomes in transplantation. Included among these are the minor histocompatability antigen present on the Y chromosome, antigen development during normal pregnancy in women, and differing hormonal composition between the sexes.9 Unique to the heart is the importance of physical size both for provision of adequate perfusion and to ensure adequate functional reserve. As it is known that female hearts are smaller relative to men,10 size discrepancy has emerged as an important consideration when clinicians contemplate providing a male recipient with a female heart.
Although several studies have examined donor and recipient sex in OHT, they have been conducted in single centers with small patient numbers and are thus inherently prone to confounding and single center biases.6–8,11 Multi-institutional series such as those from the International Society for Heart and Lung Transplantation registry have not thoroughly addressed the issue.3,5 As 30% of donor hearts are recovered from women, definitive guidelines are needed to aid clinicians and enhance organ utilization. With this background, we aimed to comprehensively evaluate the effect of sex matching for both male and female recipients on mortality after OHT using data from the multi-institutional prospectively collected United Network for Organ Sharing (UNOS) open transplantation cohort.
| Methods |
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Study Design
We retrospectively examined a cohort of adult patients (>17 years) receiving first time OHT over a 10-year period (January 1998 to January 2007). We divided this group by donor and recipient sex to create 4 separate strata (male donor with male recipient, female donor with female recipient, male donor with female recipient, and female donor with male recipient).
Variables Examined and Outcome Measures
The data set used contains 433 unique preoperative, intraoperative, and postoperative variables. In addition, 119 follow-up variables are provided. We focused our analysis on potential clinically pertinent variables. Specifically studied were demographic factors (age, sex, race, education level, and insurance type), comorbidities (hypertension, diabetes mellitus, body mass index [BMI], and preoperative creatinine levels), transplant variables (ischemic time, human leukocyte antigen mismatch, panel reactive antibody level year of transplant, and wait list times), and measures of recipient support (hospitalization status, intensive care unit treatment before transplant, use of intra-aortic balloon counter pulsation before transplant, UNOS status, and use of inotropic agents before OHT). We also examined donor variables including donor age, race, sex, and BMI. Finally, important hemodynamic measurements before transplant such as mean pulmonary artery pressure, pulmonary vascular resistance (PVR), cardiac index, and transpulmonary gradient were included in the analysis.
The primary end point was all cause cumulative mortality during the study period. We also examined short-term mortality including 30-day, 90-day, and 1-year mortality.
Statistical Analysis
We compared baseline characteristics among the 4 donor/recipient sex strata by 1-way ANOVA (for continuous variables) and the
2 test (categorical variables). For significant associations, post hoc pairwise comparisons between strata were performed using the Tukey-Kramer method (continuous variables) and univariate logistic regression (categorical variables).
Cumulative survival was estimated using the Kaplan-Meier method focused on time intervals with adequate follow-up. Censoring occurred for those individuals lost to follow-up and those alive at the end of study time (administratively censored).
Multivariable analysis was performed by use of a Cox proportional hazards regression model with censoring occurring for loss to follow-up, and administrative reasons. Independent covariates with potential for confounding based on clinical, biological, or hospital-based factors were first evaluated in a univariate model. Those reaching statistical significance (P<0.05) were incorporated into the multivariable model in a stepwise fashion using the likelihood ratio test for significance. The final model incorporated the following covariates relating to the recipient: race, age >60 years, BMI, creatinine, mechanical ventilation before transplant, history of diabetes, intensive care unit before transplant, panel reactive antibody >20%, <2 human leukocyte antigen match, and PVR >4 woods units and the following relating to the donor: age, cigarette use, diabetes mellitus, and ischemic time >6 hours.
A propensity score estimating the likelihood of receiving an organ from a same sex donor was created using logistic regression based on 21 potential predictors. Risk of mortality by sex matching strata was further assessed in a second multivariable model incorporating ordinal quintiles of the propensity score to serve as a sensitivity analysis.
For all analyses, a P value of <0.05 (2-tailed) was considered significant. Means are presented with standard deviations, medians with interquartile ranges, and all hazard ratios (HRs) are presented with 95% CIs. Incidence rates are calculated as the number of patients who died during the interval of interest divided by the total person time at risk during the interval (standardized to 100 person-years). Statistical analyses were performed with the aid of STATA software (version 9.2 SE, StataCorp LP, College Station, Tex).
| Results |
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Stratification by donor and recipient sex provided the following groups: male donor with male recipient, n=10 750 (58.9%); female donor with female recipient, n=2201 (12.1%); male donor with female recipient, n=2121 (11.6%); and female donor with female recipient, n=3168 (17.4%). During the study period, this distribution did not differ substantially, with male donor/male recipient pairs comprising >50% of the sample in each year (range, 55.3% to 64.0%; Figure 1). Among female recipients, donor sex was evenly distributed overall and yearly throughout the study period. Finally, the total number of adult OHTs remained constant throughout the 10-year study period ranging from 1671 to 2016 per year.
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Survival
Female recipients, irrespective of donor sex, had lower overall survival as compared with men (3.6% lower cumulative survival at 5 years, P=0.003 by log rank test; Figure 2). On risk adjustment, this corresponded to a HR of 1.11 (95% CI, 1.0 to 1.26).
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| Discussion |
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An important finding of this study is that despite their overall lower survival, female recipients were not at increased risk for death when receiving a heart from a male recipient. Differences in survival for female recipients based on donor sex were not different at any time point, and this lack of association remained after risk adjustment. Although not observing an association does not prove equivalence, given our study parameters, the sample size of 4322 female recipients provides adequate statistical power to detect approximately a 6% increase in the relative hazard of death.
We further examined differences among patients transplanted after being listed as UNOS status 1 versus 2 as a surrogate for clinical acuity. For female recipients, this stratification did not alter the primary findings that no differences in mortality were observed based on donor sex. For men, however, the association between donor sex and mortality disappeared when examining those patients listed as status 2. This suggests that receiving organs from male donors may be especially important in male recipients of high clinical acuity.
As has been previously reported, male heart transplant recipients strongly outnumbered women in this series. With the American Heart Association reporting equal prevalence rates for heart failure in men and women, the reasons for this discrepancy were not entirely clear.13 Some have speculated earlier heart failure diagnosis in men, which may be a contributing factor.9 In this present cohort, male recipients were on average 5 years older than women, implying that age is not a strong predicting factor. Implicated as well is that female heart failure patients may be up to 3 times more likely to refuse heart transplantation than men.14 Finally, some series have suggested that when compared with men, women with advanced heart failure of nonischemic etiologies may have improved survival without transplantation.15,16
Previous Work
Initial work examining donor and recipient sex in OHT supported female donor sex to be an independent risk factor for mortality.9 This belief has been supported in both single-institution series1,2,4 and multi-institutional data.3 The major limitation of these studies is that they failed to stratify patients by both donor and recipient sexes. With >70% of OHT recipients male, investigation of the role of donor sex and mortality only should include separate examinations for male and female recipients. To address this issue more fully, 2 series have been published, which stratified both male and female recipients by the sex of the donor heart. Prendergast et al reviewed 174 OHT patients at a single institution between 1992 and 1994. Among all recipients, the investigators noted an 18% lower 1-year survival for sex-mismatched transplants.8 In addition, among male recipients, 84.8% survived to 1 year when receiving a male heart versus 66.7% of those with female hearts (P=0.003). With only 39 female recipients, the study was not large enough to allow through assessment of donor/recipient sex mismatching in women.
An important study on this subject was conducted by Al-Khaldi et al6 who reviewed 869 consecutive OHTs at the Stanford University Medical Center. Similar to the study by Prendergast et al, male recipients receiving hearts from female donors had reduced 1-, 5-, and 10-year survivals when compared with sex-matched pairs. The investigators stratified the group by recipient age and found the association to hold only for those recipients older than 45 years. No association between donor sex and outcomes was observed for the 213 female recipients in the series.
Our study builds on the work of these investigators by using a multi-institutional modern cohort. This series provides a snapshot of the modern practice of heart transplantation in the United States and shows that men assume an increased risk of death when receiving hearts from female donors.
Donor-to-Recipient Size
Clinical studies like this and those mentioned previously cannot definitively address the question of why sex mismatch leads to decreased survival in men only. There have been many mechanisms postulated. Chief among these is the belief that the smaller mass of the female heart10 may not have functional reserve required to supply the male body. In the study by Al-Khaldi et al,6 the authors make note of the fact that donor-to-recipient body surface area (BSA) ratio can serve as a surrogate for identifying hearts, which may be prone to fail. Because of practice patterns at their institution, the series reports similar donor-to-recipient BSA ratios in all 4 of their donor/recipient sex strata. Our data reported also suggests that similar matching occurs broadly in the United States. Likely resulting from the large sample size, statistically significant differences in donor-to-recipient BSA and BMI ratios occurred among groups, although the absolute differences were quite small and unlikely to be of clinical significance.
From the present analysis, however, the importance of size matching remains unclear. In our series, neither donor-to-recipient BSA nor BMI ratio (continuously) was found to be predictors of mortality using either univariate or multivariable regression. Donor-to-recipient BMI ratio of <0.75 was associated with increased mortality for men (univariate analysis only), which did not persist on multivariable analysis. Furthermore, we failed to demonstrate a significant interaction between size mismatch and PVR in the cohort. It should be noted, however, that practice patterns among clinicians limit smaller donors for recipients with high PVR, and the absolute number of mismatched patients fitting this profile was too small to draw meaningful conclusions (n=36). Other potential mechanisms requiring further investigation include the role of the minor histocompatability antigen on the Y chromosome, differences in hormonal composition between the sexes, and unknown immunologic factors.6,9
Limitations
Our study is limited by the retrospective cohort approach. As we have relied on UNOS for data collection, we did not have control of the variables selected. Therefore, we acknowledge that there are variables of interest for heart transplant programs unaccounted for in this data set. Furthermore, there may well be important confounding variables which we have consequently failed to include in our analysis. The UNOS data set is limited by incomplete follow-up and in some cases missing data. We cannot confirm that errors in coding do not exist, although we have made the assumption that these in general are random and unlikely to bias the results. Finally, using this approach, we are unable to delineate the mechanism by which sex mismatching may lead to increased mortality for male OHT recipients. Although some information on rejection and transplant coronary disease is present, it is incomplete and the data set does not provide the comprehensive data to draw appropriate conclusions regarding the "why" behind mortality.
| Conclusions |
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| Acknowledgments |
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This work was supported in part by Health Resources and Services Administration contract 234-2005-370011C and by a Ruth L. Kirschstein National Research Service Award (NIH 2T32DK007713-12 to E.S.W.).
Disclosures
Dr Weiss is the Irene Piccinini Investigator in Cardiac Surgery, and Dr Allen is a Hugh R. Sharp Cardiac Surgery Research Fellow. The content is the responsibility of the authors alone and does not necessarily reflect the views or policies of the Department of Health and Human Services, nor does mention of trade names, commercial products, or organizations imply endorsement by the US government.
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| Footnotes |
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Related Article
Circ Heart Fail 2009 2: 389-392.
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